Educational Background
- College for Financial Planning 1996
- Investment Adviser Certified Compliance Professional Program 2006
Business Experience
Carol began her financial planning career by joining FAS in 1988. She served as Chief Compliance Officer (CCO) from 2004 until 2022 having the overall responsibility for administering, monitoring and testing compliance with FAS policies and procedures. Carol is currently serving as Assistant CCO and assisting in the financial department.
Professional Designations
Investment Adviser Certified Compliance Professional designation, IACCP®
